Katherine (kate) Lockwood

Investor at Plum Alley Investments

New York, New York

Overview 

Kate Lockwood is an Angel Investor at Plum Alley Investments in New York City, specializing in investing in Series A and Seed stages across various sectors including TransportationTech, Security, and FinTech. With a background in executive roles at UBS and Wells Fargo, she brings a wealth of experience in equity capital markets and investment banking to her current role as an investor.

Work Experience 

PA

Plum Alley Investments

  • Angel Investor

    2017 - Current

    Member of Angel Investing Team focused on women entrepreneurs and gender diverse management teams.

Park Children's Day School

  • Board Member

    2014

U

UBS

  • Executive Director, Equity Capital Markets

    2006 - 2013

    Senior Capital Markets Professional focused on the Consumer/Retail and Power/Utilities sectors. Experience in both Equity Origination and Equity Syndicate.

  • Associate Director, Equity Research

    2004 - 2006

    Publishing research analyst covering the apparel retail sector.

UBS Realty Investors is an institutional investment advisor that managed real estate equity assets on behalf of its clients.

ubs.com
WF

Wells Fargo

  • Investment Banking Associate

    1996 - 2002

    Analyzed, structured and executed financial transactions across the telecommunications sector including high yield and investment grade debt capital raises, public equity offerings, private equity placements and mergers and acquisitions.

Wells Fargo & Company is a financial services firm that provides banking, insurance, investments, and mortgage services.

wellsfargo.com

Education 

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