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Luke Lee

Vice President, Risk & Sustainability at Morgan Stanley

London, England

Overview 

Luke Lee is the Vice President of Risk & Sustainability at Morgan Stanley in London, with a background in Operations Risk Management. Notable highlights include serving as Vice President at Citi for Global KYC Operations & Client Onboarding and managing Wholesale Client Onboarding at JPMorgan Chase & Co.

Work Experience 

  • Vice President, Risk & Sustainability

    2018 - Current

Morgan Stanley Venture Partners is a private equity firm that invests in high-growth companies in the technology and healthcare industries.

  • Vice President Global KYC Operations & Client Onboarding

    2014 - 2018

Citigroup is a financial services holding company that provides various financial products and services.

Raised $12,950,000,000.00 from ValueAct Capital and Abu Dhabi Investment Authority.

  • Wholesale Client On-boarding Manager

    2013 - 2014

    Managing a team of 16 individuals (FTE & FTC's) supporting the On-boarding, KYC and AML function for Global Corporate Bank (Lending), Global Emerging Markets (Fixed Income, FX, Repos, Derivatives) and Investment Banking (IPO, M&A, ECM, DCM and ALF products). My team is responsible for the end to end onboarding process from client initiation, solicitation of credit approvals/facility set-up, completion of KYC, to hand-offs to Compliance, Legal, and Product/Account Set-up.

Morgan Health is the healthcare investment arm of JPMorgan Chase.

  • Investment Banking Business Manager

    2010 - 2012

    Professional Associate Managing the Know Your Client (KYC), Client Approvals and Document Depository for GCM & M&A transactions across EMEA - During my time at Morgan Stanley I have accumulated experience in risk and control management in and across personal, commercial and investment banking operations. I work closely with the Risk Management, Operations, Anti-Money Laundering, Legal & Compliance and Corporate Securities teams to ensure that each IBD/GCM mandate is appropriately considered from an AML/OFAC/FCPA & Franchise Risk perspective.

Morgan Stanley Venture Partners is a private equity firm that invests in high-growth companies in the technology and healthcare industries.

  • Regulatory Documentation Intern

    2008 - 2008

    Review of new client documentation to satisfy the firm's regional Customer Identification Programme requirements for Private Wealth Management.

Morgan Stanley Venture Partners is a private equity firm that invests in high-growth companies in the technology and healthcare industries.

Education 

Articles About Luke

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