Stewart Peabody

VP Investor Relations

2021 - Current

Board Of Directors Member & Corporate Secretary

2018

Voting member of the corporate board, with a fiduciary duty to the shareholders.

Director of Investor Relations

2018 - 2021

Responsible for planning, implementing, and managing all Investor Relations and Financial Forecasting, Planning & Analysis functions of Kleiner Device Labs. In my Investor Relations capacity, I serve as the liaison between Kleiner Labs management, and the community of existing and prospective investors. While relationships are primarily established during the capital raising process, it is vital to maintain and nurture these connections so that owners are in sync with executive management and the rest of the organizations’ key stakeholders. Keeping investors up-to-date on the progress of the company involves working closely with executive management in each functional area in order to gather, consolidate, and synthesize the pertinent details on business initiatives into easily digestible investor reports & communications on a periodic basis. In my FP&A capacity, I design, implement, and manage the budgeting, forecasting, and financial analysis processes and reporting for Kleiner Device Labs. Outside of the monthly reporting and variance analysis, I support the CEO & CFO with ad-hoc strategic planning & analysis.

Second Vice President, Business Unit Financial Analysis (FP&A)

2016 - 2019

The Financial Planning & Analysis (FP&A) department provides support to executive management via financial analysis, budgeting, forecasting, variance analysis, financial reporting, cost allocation, and ad hoc projects specific to each business segment P&L. As a leader on this team, I was responsible for developing the financial plans, forecasts, and executive reporting for a $200M+ and 2000 FTE portion of the corporation, with complex revenue and expense accounts in over 12 currencies. P&L drivers included: Salaries & Benefits, Pricing & Market Data, Funds Reclaim, DTC & ADR fees and rebates, and many others. Divisions of the organization that I supported included: Market Data & Pricing, Trade Operations, Securities Lending, Corporate Actions, Banking & Loan Operations, and more. This role entailed providing ad hoc reporting and financial analysis to senior executives, building budget plans & forecasts, variance analysis, financial consolidation, and team leadership. This role required cross-functional collaboration and influence, a deep understanding of the organization as a whole, communicating complex topics in a concise manner, and supporting senior executive management with the insight and analysis needed to make informed decisions. Highly proficient in Excel, Hyperion, Oracle, IBM Cognos, TM1, Smartview, WSA.

Team Leader, Officer, Transfer Agency

2014 - 2016

Managed a team of six, responsible for daily NSCC operations related to servicing our mutual fund administration clients.

Technical Coordinator, Officer, Partnership Accounting

2013 - 2014

Supervised the partnership accounting operations related to servicing our Asset Manager clients with vehicles structured as private partnerships. Client assets serviced totaled over $500B, in over 200 distinct unregistered funds.

Senior Reporting Analyst, Partnership Accounting

2013 - 2013

Reporting Analyst, Partnership Accounting

2011 - 2013

Hedge Fund Administration

UBS Wealth Management

2010 - 2010

Supported the Wealth Management activities of three separate financial advisors with over $1.5B in AUM.

Floor Clerk

2008 - 2009

Supported managing brokers in the Euro Dollar options pit.